Laura Mattia, CFP®, MBA, Ph.D, Senior Vice President, and Financial Advisor at Wealth Enhancement was featured by MarketWatch in ‘Shouldn’t He Have Been on Top of This?’ Our Adviser Told Us He Accidentally Hadn’t Charged Us Fees in 7 Years and Now We Owe $18K. What Gives?
“Failing to do so could be considered a violation of the Investment Advisors Act. The adviser should take full responsibility for this mistake and waive all of the back fees as a courtesy and gesture of accountability for their mistake,”
Access the full article written by Alisa Wolfson here.
